TruckSafe365

Top 5 Compliance Mistakes That Get Carriers Shut Down

Many carriers lose their authority not because of major accidents, but due to basic compliance failures. Let’s explore the 5 biggest mistakes and how you can avoid them.

1. Missing or Incomplete Driver Qualification Files
DQFs are one of the first things reviewed during audits.
Avoid it by:

  • Keeping updated MVRs, medical cards, CDL copies
  • Conducting annual reviews
  • Verifying employment history properly

2. Failing Drug & Alcohol Testing Requirements
Non-compliance with testing regulations is an immediate red flag.
Avoid it by:

  • Enrolling in a consortium
  • Testing pre-employment, random, post-accident, and reasonable suspicion as required

3. Inaccurate Hours of Service Logs
Falsifying or failing to maintain logs leads to serious violations.
Avoid it by:

  • Using ELDs correctly
  • Training drivers on log compliance
  • Conducting periodic log audits

4. Neglecting Vehicle Maintenance
Improper maintenance leads to CSA violations and accidents.
Avoid it by:

  • Keeping detailed maintenance files
  • Scheduling preventive maintenance
  • Documenting repairs and inspections

5. Ignoring Insurance Requirements
Failure to maintain proper coverage results in immediate suspension.
Avoid it by:

  • Keeping active insurance on file with FMCSA
  • Not allowing policies to lapse
  • Working with trusted agents familiar with DOT requirements


Compliance isn’t optional — it’s survival. By focusing on these key areas, you protect your authority, your drivers, and your business long-term.

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